Amber Alexandra Wood

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Panmure Liberum Limited

    FRN 403721

    • SMF16 Compliance Oversight (since 24 May 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 24 May 2024)
  • Panmure Liberum Capital Limited

    FRN 465050

    • SMF16 Compliance Oversight (since 6 Jun 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 6 Jun 2023)
  • Cavendish Securities PLC (no longer approved here)

    FRN 416932

    • SMF16 Compliance Oversight (9 Dec 2019 to 21 Apr 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 21 Apr 2023)
    • CF10 Compliance Oversight (5 Nov 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (5 Nov 2019 to 8 Dec 2019)
  • SHORE CAPITAL STOCKBROKERS LIMITED (no longer approved here)

    FRN 124784

    • CF11 Money Laundering Reporting (14 Aug 2017 to 10 May 2019)
    • CF10 Compliance Oversight (14 Aug 2017 to 10 May 2019)
  • Shore Capital and Corporate Limited (no longer approved here)

    FRN 146629

    • CF10 Compliance Oversight (14 Aug 2017 to 10 May 2019)
    • CF11 Money Laundering Reporting (14 Aug 2017 to 10 May 2019)
  • Puma Investment Management Limited (no longer approved here)

    FRN 590919

    • CF11 Money Laundering Reporting (14 Aug 2017 to 10 May 2019)
    • CF10 Compliance Oversight (14 Aug 2017 to 10 May 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.