Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Atlantic House Group Limited
FRN 719605
- [FCA CF] Client dealing (since 23 Nov 2023)
- [FCA CF] Material risk taker (since 23 Nov 2023)
- SMF3 Executive Director (since 23 Nov 2023)
- Director of firm who is not a certification employee or a SMF manager (since 30 Sep 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2021)
- SMF3 Executive Director (9 Dec 2019 to 30 Sep 2021)
- CF30 Customer (1 Aug 2016 to 8 Dec 2019)
- CF1 Director (1 Aug 2016 to 8 Dec 2019)
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Atlantic House Investments Limited
FRN 931264
- SMF3 Executive Director (since 23 Nov 2023)
- [FCA CF] Client dealing (since 23 Nov 2023)
- [FCA CF] Material risk taker (since 23 Nov 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2021)
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- CF30 Customer (1 Nov 2007 to 31 Jul 2008)
- CF21 Investment Adviser (8 Jun 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.