Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 23 Nov 2023)
    • [FCA CF] Material risk taker (since 23 Nov 2023)
    • SMF3 Executive Director (since 23 Nov 2023)
    • Director of firm who is not a certification employee or a SMF manager (since 30 Sep 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2021)
    • SMF3 Executive Director (9 Dec 2019 to 30 Sep 2021)
    • CF30 Customer (1 Aug 2016 to 8 Dec 2019)
    • CF1 Director (1 Aug 2016 to 8 Dec 2019)
    • SMF3 Executive Director (since 23 Nov 2023)
    • [FCA CF] Client dealing (since 23 Nov 2023)
    • [FCA CF] Material risk taker (since 23 Nov 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2021)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 31 Jul 2008)
    • CF21 Investment Adviser (8 Jun 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.