Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Downing LLP
FRN 545025
- 17. Administrative functions in relation to managing investments
- [FCA CF] Functions requiring qualifications (since 25 Jul 2022)
- [FCA CF] Client dealing (since 31 Oct 2020)
- [FCA CF] Manager of certification employee (since 31 Oct 2020)
- CF30 Customer (10 Jun 2011 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 12 May 2010)
- CF21 Investment Adviser (16 Mar 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 16 Mar 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.