Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Downing LLP

    FRN 545025

    • 17. Administrative functions in relation to managing investments
    • [FCA CF] Functions requiring qualifications (since 25 Jul 2022)
    • [FCA CF] Client dealing (since 31 Oct 2020)
    • [FCA CF] Manager of certification employee (since 31 Oct 2020)
    • CF30 Customer (10 Jun 2011 to 8 Dec 2019)
  • Rathbones Investment Management Limited (no longer approved here)

    FRN 116316

    • CF30 Customer (1 Nov 2007 to 12 May 2010)
    • CF21 Investment Adviser (16 Mar 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 16 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

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