David John Till

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Oakley Capital Limited

    FRN 195029

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 25 Jul 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 25 Jul 2023)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (28 Mar 2007 to 31 Oct 2007)
    • CF10 Compliance Oversight (28 Jun 2005 to 8 Dec 2019)
    • CF1 Director (28 Jun 2005 to 8 Dec 2019)
    • CF13 Finance (28 Jun 2005 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (28 Jun 2005 to 8 Dec 2019)
  • Pembroke Investment Managers LLP (no longer approved here)

    FRN 604924

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 6 Jan 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 19 Dec 2025)
    • SMF27 Partner (9 Dec 2019 to 19 Dec 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 6 Jan 2025)
    • CF10 Compliance Oversight (4 Feb 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (4 Feb 2014 to 8 Dec 2019)
    • CF30 Customer (4 Feb 2014 to 8 Dec 2019)
    • CF4 Partner (4 Feb 2014 to 8 Dec 2019)
  • Houlihan Lokey UK Limited (no longer approved here)

    FRN 792919

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 9 Feb 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 9 Feb 2023)
    • SMF3 Executive Director (9 Dec 2019 to 9 Feb 2023)
    • CF1 Director (1 May 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 May 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 May 2018 to 8 Dec 2019)
  • CG Wealth Planning Limited (no longer approved here)

    FRN 594155

    • CF1 Director (7 Aug 2013 to 1 Dec 2014)
  • Broadstone Corporate Benefits Limited (no longer approved here)

    FRN 587699

    • CF1 Director (24 Apr 2013 to 11 May 2016)
  • ERNST & YOUNG LLP (no longer approved here)

    FRN 196203

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 2 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

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