Broadstone Corporate Benefits Limited

• Principal Place of Business

  Broadstone Corporate Benefits Ltd

  100 Wood Street

  London

  City Of London

  EC2V 7AN

  UNITED KINGDOM

  Phone

  +4402038696900

  Web

  https://www.broadstone.co.uk

• Complaints Contact

  Broadstone Corporate Benefits Ltd

  100 Wood Street

  London

  City Of London

  EC2V 7AN

  UNITED KINGDOM

  Phone

  +4402038696900

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Abraham John Uys

  IRN AJU01009

  • CF30 Customer (4 Nov 2015 to 30 Nov 2017)
• Alan Paul Martin Carey

  IRN APC01071

  • [FCA CF] Manager of certification employee (22 Jun 2020 to 31 Dec 2020)
  • [FCA CF] Client dealing (22 Jun 2020 to 31 Dec 2020)
• Alistair Michael Scott-Somers

  IRN AXS05627

  • SMF16 Compliance Oversight (since 21 Nov 2025)
  • SMF3 Executive Director (since 21 Nov 2025)
• Amarjit Pannu

  IRN AXP02377

  • CF30 Customer (4 Nov 2017 to 30 Apr 2018)
• Amjid Hussain Zaman

  IRN AXZ01265

  • CF28 Systems and controls (22 Dec 2014 to 27 Apr 2015)
  • CF29 Significant management (22 Dec 2014 to 11 May 2016)
• Andrew Faulkner

  IRN AXF01792

  • [FCA CF] Client dealing (since 27 Jun 2023)
• Andrew Knight-Stephens

  IRN AXS17000

  • 3. Giving personal recommendations on derivatives
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 23 Apr 2026)
  • [FCA CF] Client dealing (since 13 Nov 2023)
• Antonio Guilherme Ramos Gusmao

  IRN AGG01080

  • SMF3 Executive Director (since 26 May 2022)
  • SMF1 Chief Executive (since 26 May 2022)
• Antony Arnold James Hale

  IRN AAH01047

  • [FCA CF] Client dealing (9 Dec 2019 to 8 Aug 2024)
  • CF30 Customer (3 Jul 2015 to 8 Dec 2019)
• Arvinder Singh Gill

  IRN ASG01094

  • CF30 Customer (1 Oct 2013 to 22 Sep 2017)

No changes recorded yet.