Abraham John Uys

• 2 Plan Wealth Management Limited

  FRN 461598

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • Appointed representative dealing with clients for which they require qualification (since 15 Mar 2021)
  • CF1 Director (AR) (since 5 Mar 2021)
  • CF30 Customer (since 5 Mar 2021)
  • [FCA CF] Client dealing (2 Feb 2021 to 12 Jul 2023)
  • [FCA CF] Functions requiring qualifications (2 Feb 2021 to 15 Mar 2021)
• Atticus Financial Planning Ltd

  FRN 943598

  • (2)Employed By (since 5 Mar 2021)
• Broadstone Corporate Benefits Limited (no longer approved here)

  FRN 587699

  • CF30 Customer (4 Nov 2015 to 30 Nov 2017)
• Ascot Lloyd Limited (no longer approved here)

  FRN 578614

  • CF30 Customer (28 Aug 2014 to 25 Sep 2015)
• St. James's Place Wealth Management Plc (no longer approved here)

  FRN 195351

  • CF30 Customer (9 May 2013 to 30 Jul 2014)
• Capital Planning Partners Ltd (no longer approved here)

  FRN 587076

  • Employed By (9 May 2013 to 30 Jul 2014)
• Nationwide Building Society (no longer approved here)

  FRN 106078

  • CF30 Customer (5 Oct 2010 to 22 Feb 2011)
• TenetConnect Limited (no longer approved here)

  FRN 149826

  • CF30 Customer (4 Mar 2010 to 12 Oct 2010)
• Capital Planning Partners Ltd (no longer approved here)

  FRN 505434

  • Employed By (4 Mar 2010 to 12 Oct 2010)
• RLUM Limited (no longer approved here)

  FRN 144032

  • CF22 Investment Adviser (Trainee) (12 May 2005 to 8 Dec 2005)

No changes recorded yet.