Andrew Bristow

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Houlihan Lokey UK Limited
FRN 792919
- [FCA CF] Client dealing (since 10 Apr 2025)
Lloyds Bank PLC (no longer approved here)
FRN 119278
- CF30 Customer (28 Jul 2010 to 17 Nov 2014)
Bank of Scotland plc (no longer approved here)
FRN 169628
- CF30 Customer (28 Jul 2010 to 17 Nov 2014)
Threadneedle Asset Management Limited (no longer approved here)
FRN 122194
- CF30 Customer (3 Mar 2009 to 30 Jul 2010)
Threadneedle International Limited (no longer approved here)
FRN 143014
- CF30 Customer (3 Mar 2009 to 30 Jul 2010)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF21 Investment Adviser (1 Dec 2001 to 22 Aug 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.