Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 23 Sep 2024)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (2 Apr 2014 to 8 Dec 2019)
  • Newgate Private Equity Limited (no longer approved here)

    FRN 142840

    • CF30 Customer (1 Nov 2007 to 17 Mar 2009)
    • CF1 Director (17 Oct 2007 to 17 Mar 2009)
    • CF27 Investment Management (27 Apr 2006 to 31 Oct 2007)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF22 Investment Adviser (Trainee) (9 Oct 2003 to 11 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

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