Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Oakley Capital Limited
FRN 195029
- [FCA CF] Material risk taker (since 23 Sep 2024)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (2 Apr 2014 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 17 Mar 2009)
- CF1 Director (17 Oct 2007 to 17 Mar 2009)
- CF27 Investment Management (27 Apr 2006 to 31 Oct 2007)
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- CF22 Investment Adviser (Trainee) (9 Oct 2003 to 11 May 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.