Connor Michael Maloney

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Advent Capital Management UK Limited (no longer approved here)

    FRN 447452

    • CF8 Apportionment and Oversight (25 Jul 2006 to 26 Apr 2007)
    • CF1 Director (25 Jul 2006 to 26 Apr 2007)
    • CF10 Compliance Oversight (25 Jul 2006 to 26 Apr 2007)
    • CF11 Money Laundering Reporting (25 Jul 2006 to 26 Apr 2007)
    • CF21 Investment Adviser (25 Jul 2006 to 26 Apr 2007)
    • CF27 Investment Management (25 Jul 2006 to 26 Apr 2007)
    • CF3 Chief Executive (25 Jul 2006 to 26 Apr 2007)
  • Oakley Capital Limited (no longer approved here)

    FRN 195029

    • CF27 Investment Management (6 Feb 2003 to 22 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.