Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Houlihan Lokey UK Limited (no longer approved here)

    FRN 792919

    • SMF1 Chief Executive (9 Dec 2019 to 15 Jun 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 28 Feb 2026)
    • SMF3 Executive Director (9 Dec 2019 to 15 Jun 2023)
    • CF3 Chief Executive (1 May 2018 to 8 Dec 2019)
    • CF1 Director (1 May 2018 to 8 Dec 2019)
    • CF30 Customer (1 May 2018 to 8 Dec 2019)
  • Oakley Capital Limited (no longer approved here)

    FRN 195029

    • CF1 Director (AR) (15 Jun 2015 to 1 May 2018)
    • CF30 Customer (1 Nov 2007 to 1 May 2018)
    • CF21 Investment Adviser (23 Aug 2007 to 31 Oct 2007)
  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • CF21 Investment Adviser (1 Dec 2001 to 24 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.