Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF1 Chief Executive (9 Dec 2019 to 15 Jun 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 28 Feb 2026)
- SMF3 Executive Director (9 Dec 2019 to 15 Jun 2023)
- CF3 Chief Executive (1 May 2018 to 8 Dec 2019)
- CF1 Director (1 May 2018 to 8 Dec 2019)
- CF30 Customer (1 May 2018 to 8 Dec 2019)
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- CF1 Director (AR) (15 Jun 2015 to 1 May 2018)
- CF30 Customer (1 Nov 2007 to 1 May 2018)
- CF21 Investment Adviser (23 Aug 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 24 Jul 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.