Date authorised
11 April 2018
Companies House
10833705
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor 18 St. Cross Street
    London
    EC1N 8UN
    UNITED KINGDOM
    Phone
    +442038834045
  • Complaints Contact

    4th Floor 18 St. Cross Street
    London
    EC1N 8UN
    UNITED KINGDOM
    Phone
    +442038834045

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrea Malpas

    IRN AXM02892

    • [FCA CF] Client dealing (29 Jul 2021 to 31 Dec 2023)
  • Andrew James Tapper

    IRN AJT01085

    • [FCA CF] Client dealing (1 Jan 2020 to 31 Dec 2021)
  • Andrew Mark Edward Robinson

    IRN AMR01065

    • [FCA CF] Client dealing (since 2 Apr 2020)
  • Andrew Simon Acton

    IRN ASA01012

    • [FCA CF] Client dealing (since 15 Jan 2025)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (11 Apr 2018 to 8 Dec 2019)
    • CF1 Director (11 Apr 2018 to 8 Dec 2019)
    • CF30 Customer (11 Apr 2018 to 8 Dec 2019)
  • Armin Helmut Heuberger

    IRN AHH01023

    • [FCA CF] Client dealing (since 7 Apr 2025)
  • Benjamin Hill

    IRN BXH00097

    • [FCA CF] Client dealing (since 6 May 2020)
  • Benjamin Thomas Wells

    IRN BTW01018

    • [FCA CF] Client dealing (11 Jul 2023 to 31 Dec 2023)
  • Christopher Hafner

    IRN CXH00608

    • [FCA CF] Client dealing (since 8 Dec 2022)
  • David Jeffrey Amster

    IRN DXA00111

    • [FCA CF] Client dealing (since 1 Jan 2020)
  • Derek Graham Huse

    IRN DGH01081

    • [FCA CF] Client dealing (since 9 Mar 2020)
    • CF3 Chief Executive (AR) (23 Apr 2020 to 11 Nov 2020)
    • CF30 Customer (23 Apr 2020 to 11 Nov 2020)
    • CF1 Director (AR) (23 Apr 2020 to 11 Nov 2020)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Roycian Limited (no longer appointed)

    FRN 924654 · Appointed 17 Apr 2020 · Until 12 Nov 2020

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.