The Growth Stage Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Duncan Crawford
IRN DDC01009
- [FCA CF] Client dealing (since 28 May 2020)
Edward Samuel Joshua Shrager
IRN ESS01026
- [FCA CF] Client dealing (23 Apr 2021 to 31 Dec 2021)
Fredrik Warneryd
IRN FCW01004
- [FCA CF] Client dealing (3 Sep 2020 to 30 Sep 2022)
Guru Ramakrishnan
IRN GXR00078
- [FCA CF] Client dealing (1 Jan 2020 to 12 Jul 2024)
Iain O'Rourke
IRN IXO00016
- [FCA CF] Client dealing (29 Jun 2021 to 14 Jul 2023)
Jason Bennethum Triplitt
IRN JXT00437
- [FCA CF] Client dealing (3 May 2023 to 20 Jun 2024)
Jennie Elizabeth Holloway
IRN JEH01161
- [FCA CF] Client dealing (1 Jan 2020 to 14 Jul 2023)
Jeremy David Wernert
IRN JXW00303
- [FCA CF] Client dealing (28 May 2020 to 31 Dec 2021)
Jörg Prüßmeier
IRN JXP00233
- [FCA CF] Client dealing (18 Apr 2020 to 7 Jan 2025)
Kenneth James Flaherty
IRN KJF01035
- [FCA CF] Client dealing (1 Jan 2020 to 31 Dec 2021)

Smaller firms operating under this firm's FCA authorisation.

Roycian Limited (no longer appointed)
FRN 924654 · Appointed 17 Apr 2020 · Until 12 Nov 2020

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.