Andrea Malpas

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Sapeno Partners LLP
FRN 628713
- CF1 Director (AR) (since 26 May 2022)
- CF30 Customer (since 26 May 2022)
Moonbeam Capital Advisors Ltd
FRN 975905
- (2)Employed By (since 26 May 2022)
The Growth Stage Limited (no longer approved here)
FRN 800376
- [FCA CF] Client dealing (29 Jul 2021 to 31 Dec 2023)
Societe Generale (no longer approved here)
FRN 124866
- [FCA CF] Client dealing (7 Mar 2016 to 21 Dec 2018)
- CF30 Customer (29 Oct 2015 to 6 Mar 2016)
Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- CF30 Customer (30 Jul 2010 to 3 Aug 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.