Date authorised
18 November 2013
Companies House
OC382086
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    52 Debden Road
    Saffron Walden
    CB11 4AB
    UNITED KINGDOM
    Phone
    +4401799510715
  • Complaints Contact

    52 Debden Road
    Saffron Walden
    CB11 4AB
    UNITED KINGDOM
    Phone
    +41792311411

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . JM Capital Investment Limited

    IRN XXJ01052

    • CF4 Partner (18 Nov 2013 to 9 Mar 2018)
  • . Keeper Ventures Limited

    IRN XXK01065

    • CF4 Partner (18 Nov 2013 to 18 Mar 2018)
  • . Yam Enterprises Limited

    IRN XXY01024

    • SMF27 Partner (9 Dec 2019 to 29 Feb 2020)
    • CF4 Partner (18 Nov 2013 to 8 Dec 2019)
  • Alessandro Santo

    IRN AXS14774

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (22 Jul 2019 to 8 Dec 2019)
    • CF30 Customer (22 Jul 2019 to 8 Dec 2019)
  • Andrea De Lorenzo Smit

    IRN AXD02108

    • CF4 Partner (18 Nov 2013 to 9 Mar 2018)
    • CF30 Customer (18 Nov 2013 to 9 Mar 2018)
  • Christopher David Callan

    IRN CDC01071

    • SMF16 Compliance Oversight (9 Dec 2019 to 15 Mar 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 15 Mar 2021)
    • SMF27 Partner (9 Dec 2019 to 15 Mar 2021)
    • CF11 Money Laundering Reporting (22 Feb 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (22 Feb 2018 to 8 Dec 2019)
    • CF30 Customer (23 Aug 2017 to 8 Dec 2019)
    • CF4 Partner (23 Aug 2017 to 8 Dec 2019)
  • Hana Royds

    IRN HXR00262

    • [FCA CF] Significant management (10 Jan 2025 to 31 Mar 2026)
  • MAGNUS Manson

    IRN MJM01322

    • CF3 Chief Executive (AR) (23 Feb 2018 to 29 Feb 2020)
    • CF1 Director (AR) (23 Feb 2018 to 29 Feb 2020)
    • CF10 Compliance Oversight (18 Nov 2013 to 8 Feb 2018)
    • CF30 Customer (18 Nov 2013 to 29 Feb 2020)
    • CF4 Partner (18 Nov 2013 to 8 Feb 2018)
    • CF11 Money Laundering Reporting (18 Nov 2013 to 8 Feb 2018)
  • Neil Warrender

    IRN NRW01052

    • [PRA CF] Key function holder (9 Dec 2019 to 16 Jan 2024)
  • Nichola Ann Human

    IRN NAH01118

    • [FCA CF] Significant management (since 16 Jan 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.