Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 18 Mar 2026)
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 12 Dec 2025)
    • [FCA CF] Client dealing (since 12 Dec 2025)
  • Option Solutions LLP (no longer approved here)

    FRN 599220

    • CF1 Director (AR) (23 Feb 2018 to 29 Feb 2020)
    • CF3 Chief Executive (AR) (23 Feb 2018 to 29 Feb 2020)
    • CF10 Compliance Oversight (18 Nov 2013 to 8 Feb 2018)
    • CF11 Money Laundering Reporting (18 Nov 2013 to 8 Feb 2018)
    • CF4 Partner (18 Nov 2013 to 8 Feb 2018)
    • CF30 Customer (18 Nov 2013 to 29 Feb 2020)
  • Blue Sky Options Ltd (no longer approved here)

    FRN 800713

    • Employed By (23 Feb 2018 to 29 Feb 2020)
  • Tavira Financial Limited (no longer approved here)

    FRN 462001

    • CF30 Customer (16 Jun 2008 to 16 Jun 2008)
  • ADM Investor Services International Limited (no longer approved here)

    FRN 148474

    • CF30 Customer (1 Nov 2007 to 31 Aug 2010)
    • CF21 Investment Adviser (12 Mar 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.