Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Attivo Financial Services Limited
FRN 462105
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 18 Mar 2026)
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Attivo Financial Limited
FRN 497130
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 12 Dec 2025)
- [FCA CF] Client dealing (since 12 Dec 2025)
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- CF1 Director (AR) (23 Feb 2018 to 29 Feb 2020)
- CF3 Chief Executive (AR) (23 Feb 2018 to 29 Feb 2020)
- CF10 Compliance Oversight (18 Nov 2013 to 8 Feb 2018)
- CF11 Money Laundering Reporting (18 Nov 2013 to 8 Feb 2018)
- CF4 Partner (18 Nov 2013 to 8 Feb 2018)
- CF30 Customer (18 Nov 2013 to 29 Feb 2020)
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- Employed By (23 Feb 2018 to 29 Feb 2020)
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- CF30 Customer (16 Jun 2008 to 16 Jun 2008)
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- CF30 Customer (1 Nov 2007 to 31 Aug 2010)
- CF21 Investment Adviser (12 Mar 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.