Christopher David Callan

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Option Solutions LLP (no longer approved here)

    FRN 599220

    • SMF16 Compliance Oversight (9 Dec 2019 to 15 Mar 2021)
    • SMF27 Partner (9 Dec 2019 to 15 Mar 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 15 Mar 2021)
    • CF11 Money Laundering Reporting (22 Feb 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (22 Feb 2018 to 8 Dec 2019)
    • CF30 Customer (23 Aug 2017 to 8 Dec 2019)
    • CF4 Partner (23 Aug 2017 to 8 Dec 2019)
  • CQS (UK) LLP (no longer approved here)

    FRN 400496

    • CF30 Customer (26 Feb 2015 to 7 Jan 2016)
  • Morgan Stanley Investment Management Limited (no longer approved here)

    FRN 121920

    • CF30 Customer (1 Nov 2007 to 30 Sep 2010)
    • CF27 Investment Management (5 Jun 2006 to 31 Oct 2007)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (16 Sep 2005 to 5 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.