Date authorised
3 September 2021
Companies House
13396874
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    52 Debden Road
    Saffron Walden
    Essex
    CB11 4AB
    UNITED KINGDOM
    Phone
    +441799510715
  • Complaints Contact

    52 Debden Road
    Saffron Walden
    Essex
    CB11 4AB
    UNITED KINGDOM
    Phone
    +441799510715

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Edward Costin

    IRN DXC01303

    • SMF3 Executive Director (since 1 Sep 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Sep 2021)
    • SMF16 Compliance Oversight (since 1 Sep 2021)
  • George Spentzos

    IRN GXS01234

    • SMF1 Chief Executive (since 11 Oct 2024)
    • SMF3 Executive Director (since 11 Oct 2024)
  • Hana Royds

    IRN HXR00262

    • [FCA CF] Significant management (3 Dec 2025 to 31 Mar 2026)
  • Joseph Maurice Moody

    IRN JMM01103

    • SMF1 Chief Executive (3 Jan 2023 to 7 Jun 2024)
    • SMF3 Executive Director (1 Sep 2021 to 7 Jun 2024)
  • Matthew Turk

    IRN MXT00390

    • [FCA CF] Client dealing (since 27 Aug 2024)
  • Neil Warrender

    IRN NRW01052

    • [FCA CF] Significant management (since 1 Sep 2021)
  • Sarah Moody

    IRN SXH01934

    • SMF3 Executive Director (2 Sep 2021 to 7 Jun 2024)
    • SMF1 Chief Executive (1 Sep 2021 to 30 Dec 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.