Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 1 Sep 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Sep 2021)
    • SMF3 Executive Director (since 1 Sep 2021)
  • European and Global Advisers LLP (no longer approved here)

    FRN 569000

    • SMF1 Chief Executive (9 Dec 2019 to 5 Dec 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 5 Dec 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 5 Dec 2020)
    • SMF27 Partner (9 Dec 2019 to 24 Feb 2021)
    • CF10 Compliance Oversight (22 Jun 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (22 Jun 2015 to 8 Dec 2019)
    • CF4 Partner (23 Mar 2015 to 8 Dec 2019)
    • CF3 Chief Executive (23 Mar 2015 to 8 Dec 2019)
    • CF30 Customer (23 Mar 2015 to 8 Dec 2019)
  • STATE STREET UNIT TRUST MANAGEMENT LIMITED (no longer approved here)

    FRN 154639

    • CF8 Apportionment and Oversight (9 Apr 2002 to 27 Jun 2006)
    • CF3 Chief Executive (9 Apr 2002 to 27 Jun 2006)
    • CF1 Director (1 Dec 2001 to 10 Nov 2006)
  • State Street Global Advisors Limited (no longer approved here)

    FRN 146665

    • CF1 Director (1 Dec 2001 to 10 Nov 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.