Date authorised
1 April 2013
Companies House
OC364593
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Regus, 17 Hanover Square
    London
    Westminster
    W1S 1BN
    UNITED KINGDOM
    Phone
    +441618188573
  • Complaints Contact

    Regus, 17 Hanover Square
    London
    Westminster
    W1S 1BN
    UNITED KINGDOM
    Phone
    +447939311095

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alastair Burgess

    IRN AXB02169

    • [FCA CF] Client dealing (since 27 Sep 2023)
  • Andre PHILIPPIDES

    IRN AXP02292

    • CF30 Customer (30 May 2019 to 8 Dec 2019)
  • Bijesh Babu

    IRN BXB01612

    • CF30 Customer (18 Oct 2018 to 18 Dec 2018)
  • David Edward Costin

    IRN DXC01303

    • SMF27 Partner (9 Dec 2019 to 24 Feb 2021)
    • SMF1 Chief Executive (9 Dec 2019 to 5 Dec 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 5 Dec 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 5 Dec 2020)
    • CF10 Compliance Oversight (22 Jun 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (22 Jun 2015 to 8 Dec 2019)
    • CF4 Partner (23 Mar 2015 to 8 Dec 2019)
    • CF30 Customer (23 Mar 2015 to 8 Dec 2019)
    • CF3 Chief Executive (23 Mar 2015 to 8 Dec 2019)
  • Douglas Ivan Lambourne

    IRN DIL01005

    • CF30 Customer (14 May 2012 to 16 Sep 2013)
  • Ebrahim Muhammad Kasenally

    IRN EMK01016

    • [FCA CF] Client dealing (since 25 Oct 2022)
    • [FCA CF] Significant management (since 25 Oct 2022)
  • Gateano Arrigo

    IRN GXA00297

    • [FCA CF] Client dealing (since 30 Sep 2025)
  • Georges Didier Marie Lequime

    IRN GDL01040

    • CF30 Customer (2 Nov 2015 to 5 Oct 2017)
  • Gianmaria Feleppa

    IRN GXF01499

    • [FCA CF] Client dealing (15 Dec 2021 to 11 Oct 2023)
    • CF30 Customer (10 Apr 2017 to 8 Dec 2019)
  • Giap Wang Chong

    IRN GWC01038

    • CF30 Customer (14 Nov 2012 to 30 Aug 2013)
    • CF4 Partner (14 Nov 2012 to 30 Aug 2013)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.