Giap Wang Chong

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

HOBART CAPITAL MARKETS LLP (no longer approved here)
FRN 593186
- [FCA CF] Client dealing (9 Dec 2020 to 3 Jun 2025)
Shard Capital Partners LLP (no longer approved here)
FRN 538762
- CF4 Partner (16 Nov 2015 to 19 Nov 2019)
- CF30 Customer (5 Nov 2014 to 8 Dec 2019)
European and Global Advisers LLP (no longer approved here)
FRN 569000
- CF30 Customer (14 Nov 2012 to 30 Aug 2013)
- CF4 Partner (14 Nov 2012 to 30 Aug 2013)
Keith Bayley Rogers & Co Limited (no longer approved here)
FRN 197385
- CF30 Customer (21 Apr 2011 to 29 Jan 2015)
Sturgeon Ventures LLP (no longer approved here)
FRN 452811
- CF30 Customer (14 Apr 2008 to 27 May 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.