Sarah Moody

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • abrdn Fund Managers Limited (no longer approved here)

    FRN 121803

    • SMF7 Group Entity Senior Manager (12 Oct 2023 to 21 May 2024)
    • [FCA CF] Material risk taker (8 Mar 2023 to 18 Nov 2024)
    • [FCA CF] Significant management (8 Mar 2023 to 18 Nov 2024)
  • abrdn Investments Limited (no longer approved here)

    FRN 121891

    • SMF7 Group Entity Senior Manager (12 Oct 2023 to 21 May 2024)
    • [FCA CF] Material risk taker (8 Mar 2023 to 18 Nov 2024)
    • [FCA CF] Significant management (8 Mar 2023 to 18 Nov 2024)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • SMF7 Group Entity Senior Manager (12 Oct 2023 to 21 May 2024)
    • [FCA CF] Material risk taker (8 Mar 2023 to 18 Nov 2024)
    • [FCA CF] Significant management (8 Mar 2023 to 18 Nov 2024)
  • abrdn Investment Management Limited (no longer approved here)

    FRN 188406

    • SMF7 Group Entity Senior Manager (12 Oct 2023 to 21 May 2024)
    • [FCA CF] Material risk taker (8 Mar 2023 to 18 Nov 2024)
    • [FCA CF] Significant management (8 Mar 2023 to 18 Nov 2024)
  • ABERDEEN PLATFORM LIMITED (no longer approved here)

    FRN 188796

    • SMF7 Group Entity Senior Manager (12 Oct 2023 to 21 May 2024)
    • [FCA CF] Material risk taker (8 Mar 2023 to 18 Nov 2024)
    • [FCA CF] Significant management (8 Mar 2023 to 18 Nov 2024)
  • abrdn Alternative Funds Limited (no longer approved here)

    FRN 143445

    • [FCA CF] Material risk taker (8 Mar 2023 to 18 Nov 2024)
    • [FCA CF] Significant management (8 Mar 2023 to 18 Nov 2024)
  • ASCOT LLOYD FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 144519

    • [FCA CF] Significant management (8 Mar 2023 to 31 Mar 2024)
  • abrdn Life and Pensions Limited (no longer approved here)

    FRN 187323

    • [FCA CF] Material risk taker (8 Mar 2023 to 9 Mar 2023)
    • [FCA CF] Significant management (8 Mar 2023 to 18 Nov 2024)
  • LGT Wealth Management Limited (no longer approved here)

    FRN 466684

    • [FCA CF] Material risk taker (8 Mar 2023 to 1 Sep 2023)
    • [FCA CF] Significant management (8 Mar 2023 to 1 Sep 2023)
  • Patria Capital Partners LLP (no longer approved here)

    FRN 469934

    • [FCA CF] Material risk taker (8 Mar 2023 to 26 Apr 2024)
    • [FCA CF] Significant management (8 Mar 2023 to 26 Apr 2024)
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