Worsley Associates LLP

Date authorised
1 May 2013
Companies House
OC373719
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    First Floor
    Barry House
    20-22 Worple Road
    Wimbledon
    London
    SW19 4DH
    UNITED KINGDOM
    Phone
    +4402038732288

  • Complaints Contact

    First Floor
    Barry House
    20-22 Worple Road
    Wimbledon
    London
    SW19 4DH
    UNITED KINGDOM
    Phone
    +4402038732288

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . Worsley Corporate Services Limited

    IRN XXW01083

    • CF4 Partner (1 May 2013 to 27 Nov 2019)
  • Blake Andrew Nixon

    IRN BAN00021

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (17 Dec 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (17 Dec 2015 to 8 Dec 2019)
    • CF30 Customer (1 May 2013 to 8 Dec 2019)
    • CF4 Partner (1 May 2013 to 8 Dec 2019)
  • Bonita Guntrip

    IRN BXG01325

    • CF10 Compliance Oversight (1 May 2013 to 30 Jul 2015)
    • CF11 Money Laundering Reporting (1 May 2013 to 30 Jul 2015)
  • Max Tamati Lesser

    IRN MTL01047

    • CF30 Customer (1 May 2013 to 31 Mar 2018)
    • CF4 Partner (1 May 2013 to 31 Mar 2018)
  • Michael Geoffrey Jordan

    IRN MXJ11477

    • [FCA CF] Client dealing (since 10 Feb 2022)
    • CF30 Customer (19 Aug 2019 to 8 Dec 2019)
  • Neil Warrender

    IRN NRW01052

    • [FCA CF] Significant management (since 9 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

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