Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Worsley Associates LLP
FRN 593757
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- CF11 Money Laundering Reporting (17 Dec 2015 to 8 Dec 2019)
- CF10 Compliance Oversight (17 Dec 2015 to 8 Dec 2019)
- CF4 Partner (1 May 2013 to 8 Dec 2019)
- CF30 Customer (1 May 2013 to 8 Dec 2019)
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- CF30 Customer (20 Feb 2012 to 20 Sep 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.