Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (17 Dec 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (17 Dec 2015 to 8 Dec 2019)
    • CF4 Partner (1 May 2013 to 8 Dec 2019)
    • CF30 Customer (1 May 2013 to 8 Dec 2019)
  • Harwood Capital LLP (no longer approved here)

    FRN 224915

    • CF30 Customer (20 Feb 2012 to 20 Sep 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.