Kalkine Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Share
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.

Senior staff personally approved by the FCA to hold their roles here.

Ian Christopher Forrest
IRN ICF01019
- CF11 Money Laundering Reporting (11 Mar 2013 to 30 Jan 2015)
- CF10 Compliance Oversight (11 Mar 2013 to 30 Jan 2015)
- CF1 Director (11 Mar 2013 to 30 Jan 2015)
- CF30 Customer (11 Mar 2013 to 30 Jan 2015)
Kunal Sawhney
IRN KXS01851
- SMF17 Money Laundering Reporting Officer (MLRO) (since 24 Jan 2022)
- SMF16 Compliance Oversight (since 24 Jan 2022)
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF3 Chief Executive (AR) (22 Dec 2021 to 19 Jul 2023)
- CF1 Director (AR) (22 Dec 2021 to 19 Jul 2023)
- CF30 Customer (22 Dec 2021 to 19 Jul 2023)
- CF3 Chief Executive (11 Mar 2013 to 8 Dec 2019)
- CF1 Director (11 Mar 2013 to 8 Dec 2019)
Mona Sawhney
IRN MXK02083
- CF1 Director (11 Mar 2013 to 20 Sep 2019)
Neil Warrender
IRN NRW01052
- [FCA CF] Significant management (since 9 Dec 2019)
- [PRA CF] Key function holder (9 Dec 2019 to 10 Dec 2019)
Nichola Ann Human
IRN NAH01118
- CF11 Money Laundering Reporting (30 Jan 2015 to 28 Nov 2019)
- CF1 Director (30 Jan 2015 to 28 Nov 2019)
- CF10 Compliance Oversight (30 Jan 2015 to 28 Nov 2019)

Smaller firms operating under this firm's FCA authorisation.

Kalkine Media Ltd (no longer appointed)
FRN 961084 · Appointed 22 Oct 2021 · Until 20 Jul 2023

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.