Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (1 Jan 2022 to 31 Jan 2023)
- [FCA CF] Significant management (1 Jan 2022 to 31 Jan 2023)
- [FCA CF] Material risk taker (1 Jan 2022 to 31 Jan 2023)
- [FCA CF] Client dealing (1 Jan 2022 to 31 Jan 2023)
- CF29 Significant management (15 May 2018 to 26 Feb 2019)
- CF30 Customer (15 May 2018 to 26 Feb 2019)
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- CF30 Customer (18 Dec 2017 to 11 Jan 2018)
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- (26)Employed By (1 Jun 2017 to 15 Jan 2018)
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- CF1 Director (AR) (1 Jun 2017 to 15 Jan 2018)
- CF30 Customer (1 Jun 2017 to 15 Jan 2018)
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- CF30 Customer (15 Oct 2014 to 22 Oct 2015)
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- CF30 Customer (15 Oct 2014 to 10 Feb 2015)
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- CF30 Customer (22 May 2013 to 1 Jan 2014)
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- CF30 Customer (1 Nov 2007 to 31 Mar 2010)
- CF1 Director (13 Oct 2005 to 23 Dec 2009)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
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- CF1 Director (13 Oct 2005 to 23 Dec 2009)
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- CF1 Director (13 Oct 2005 to 23 Dec 2009)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Apex Investment Advisers Limited
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controlled function added: (26)Employed By at Apex Investment Advisers Limited