Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (16 Dec 2017 to 9 Apr 2018)
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- (7)Employed By (13 Jan 2017 to 9 Apr 2018)
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- CF30 Customer (13 Jan 2017 to 15 Jan 2018)
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- CF3 Chief Executive (10 Sep 2012 to 30 Jun 2016)
- CF30 Customer (10 Sep 2012 to 30 Jun 2016)
- CF1 Director (10 Sep 2012 to 30 Jun 2016)
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- CF30 Customer (8 Mar 2012 to 24 Aug 2012)
- CF1 Director (8 Mar 2012 to 24 Aug 2012)
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- CF30 Customer (27 Jun 2008 to 18 Nov 2011)
- CF29 Significant management (1 Nov 2007 to 27 Jun 2008)
- CF1 Director (7 Mar 2007 to 18 Nov 2011)
- CF16 Significant Mgt (Desgntd Investment Business) (10 Jan 2007 to 31 Oct 2007)
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- CF30 Customer (27 Jun 2008 to 18 Nov 2011)
- CF29 Significant management (1 Nov 2007 to 27 Jun 2008)
- CF1 Director (7 Mar 2007 to 18 Nov 2011)
- CF16 Significant Mgt (Desgntd Investment Business) (10 Jan 2007 to 31 Oct 2007)
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- CF27 Investment Management (24 Feb 2003 to 5 Jul 2006)
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- CF27 Investment Management (1 Dec 2001 to 11 Jul 2002)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Apex Investment Advisers Limited
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controlled function added: (7)Employed By at Apex Investment Advisers Limited