Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • KHEPRI ADVISERS LIMITED (no longer approved here)

    FRN 692447

    • CF30 Customer (16 Dec 2017 to 9 Apr 2018)
  • Apex Investment Advisers Limited (no longer approved here)

    FRN 539747

    • (7)Employed By (13 Jan 2017 to 9 Apr 2018)
  • Alpha Key Capital Limited (no longer approved here)

    FRN 600305

    • CF30 Customer (13 Jan 2017 to 15 Jan 2018)
  • BP Investment Management Limited (no longer approved here)

    FRN 122340

    • CF3 Chief Executive (10 Sep 2012 to 30 Jun 2016)
    • CF30 Customer (10 Sep 2012 to 30 Jun 2016)
    • CF1 Director (10 Sep 2012 to 30 Jun 2016)
  • Thomas Miller Investment Ltd. (no longer approved here)

    FRN 189829

    • CF30 Customer (8 Mar 2012 to 24 Aug 2012)
    • CF1 Director (8 Mar 2012 to 24 Aug 2012)
  • Santander Asset Management UK Limited (no longer approved here)

    FRN 122491

    • CF30 Customer (27 Jun 2008 to 18 Nov 2011)
    • CF29 Significant management (1 Nov 2007 to 27 Jun 2008)
    • CF1 Director (7 Mar 2007 to 18 Nov 2011)
    • CF16 Significant Mgt (Desgntd Investment Business) (10 Jan 2007 to 31 Oct 2007)
  • Santander ISA Managers Limited (no longer approved here)

    FRN 171448

    • CF30 Customer (27 Jun 2008 to 18 Nov 2011)
    • CF29 Significant management (1 Nov 2007 to 27 Jun 2008)
    • CF1 Director (7 Mar 2007 to 18 Nov 2011)
    • CF16 Significant Mgt (Desgntd Investment Business) (10 Jan 2007 to 31 Oct 2007)
  • Insight Investment Management (Global) Limited (no longer approved here)

    FRN 119308

    • CF27 Investment Management (24 Feb 2003 to 5 Jul 2006)
  • SCOTTISH WIDOWS LIMITED (no longer approved here)

    FRN 181655

    • CF27 Investment Management (1 Dec 2001 to 11 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Apex Investment Advisers Limited

  2. controlled function added: (7)Employed By at Apex Investment Advisers Limited