David Grant Ballantine

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Apex Investment Advisers Limited (no longer approved here)
FRN 539747
- (12)Employed By (23 Jun 2014 to 19 May 2015)
Alpha Key Capital Limited (no longer approved here)
FRN 600305
- CF30 Customer (23 Jun 2014 to 19 May 2015)

Updates to this individual's record on the FCA register.

8 hours ago
controlled function removed: Employed By at Apex Investment Advisers Limited
8 hours ago
controlled function added: (12)Employed By at Apex Investment Advisers Limited

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.