Adrian Peter Rudwick Brown

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Apex Group Fiduciary Services (UK) Limited
FRN 448301
- CF30 Customer (since 30 Sep 2024)
Apex Investment Advisers Limited
FRN 539747
- (3)Employed By (since 3 Jul 2019)
KHEPRI ADVISERS LIMITED (no longer approved here)
FRN 692447
- CF30 Customer (3 Jul 2019 to 31 Dec 2024)
J.P. Morgan Investment Management Inc (no longer approved here)
FRN 119267
- CF30 Customer (13 Dec 2017 to 9 Dec 2018)
JPMorgan Asset Management (UK) Limited (no longer approved here)
FRN 119337
- CF30 Customer (13 Dec 2017 to 9 Dec 2018)
AllianceBernstein Limited (no longer approved here)
FRN 147956
- CF30 Customer (1 Nov 2007 to 16 Nov 2011)
- CF21 Investment Adviser (4 Aug 2006 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

13 hours ago
controlled function removed: Employed By at Apex Investment Advisers Limited
13 hours ago
controlled function added: (3)Employed By at Apex Investment Advisers Limited

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.