Christine Moran

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Amundi (UK) Limited (no longer approved here)
FRN 114503
- SMF16 Compliance Oversight (8 Feb 2022 to 24 Nov 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (8 Feb 2022 to 24 Nov 2025)
State Street Trustees Limited (no longer approved here)
FRN 186237
- [FCA CF] Material risk taker (9 Dec 2019 to 19 Nov 2020)
State Street Global Markets International Limited (no longer approved here)
FRN 194525
- [FCA CF] Material risk taker (9 Dec 2019 to 19 Nov 2020)
State Street Bank and Trust Company (no longer approved here)
FRN 170462
- [FCA CF] Material risk taker (30 Aug 2017 to 9 Mar 2021)
Canaccord Genuity Limited (no longer approved here)
FRN 182011
- CF10 Compliance Oversight (22 Sep 2008 to 19 Apr 2010)
- CF11 Money Laundering Reporting (22 Sep 2008 to 19 Apr 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.