Brian Steven Allis

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • State Street Bank and Trust Company

    FRN 170462

    • [FCA CF] Manager of certification employee (since 2 Oct 2025)
    • [FCA CF] Material risk taker (since 22 Jul 2025)
    • [FCA CF] Client dealing (since 22 Jul 2025)
    • SMF3 Executive Director (1 Dec 2020 to 19 May 2025)
    • [FCA CF] Material risk taker (18 Jan 2018 to 1 Dec 2020)
    • CF30 Customer (1 Nov 2007 to 19 Nov 2014)
    • CF21 Investment Adviser (18 Jul 2007 to 31 Oct 2007)
  • State Street Trustees Limited (no longer approved here)

    FRN 186237

    • [FCA CF] Client dealing (1 Feb 2022 to 21 Jul 2025)
    • SMF24 Chief Operations (9 Dec 2019 to 9 Feb 2021)
    • SMF1 Chief Executive (9 Dec 2019 to 9 Feb 2021)
    • SMF3 Executive Director (9 Dec 2019 to 9 Feb 2021)
    • CF3 Chief Executive (25 Jan 2019 to 8 Dec 2019)
    • CF10a CASS Oversight function (25 Jan 2019 to 8 Dec 2019)
    • CF1 Director (17 Sep 2014 to 8 Dec 2019)
  • State Street Global Markets International Limited (no longer approved here)

    FRN 194525

    • [FCA CF] Client dealing (1 Feb 2022 to 21 Jul 2025)

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Updates to this individual's record on the FCA register.

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