Ben Anthony Johnson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

State Street Bank and Trust Company (no longer approved here)
FRN 170462
- [FCA CF] CASS oversight function (24 Jun 2021 to 1 Oct 2021)
- [FCA CF] Material risk taker (10 Jan 2019 to 18 Mar 2021)
- [FCA CF] Client dealing (23 Mar 2018 to 1 Oct 2021)
- [FCA CF] Manager of certification employee (23 Mar 2018 to 1 Oct 2021)
State Street Trustees Limited (no longer approved here)
FRN 186237
- [FCA CF] Material risk taker (9 Dec 2019 to 19 Nov 2020)
State Street Global Markets International Limited (no longer approved here)
FRN 194525
- [FCA CF] Material risk taker (9 Dec 2019 to 19 Nov 2020)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.