Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • State Street Trustees Limited (no longer approved here)

    FRN 186237

    • SMF4 Chief Risk (22 Mar 2024 to 30 Sep 2024)
    • CF28 Systems and controls (4 Apr 2017 to 8 Dec 2019)
  • State Street Bank and Trust Company (no longer approved here)

    FRN 170462

    • SMF24 Chief Operations (1 Sep 2022 to 31 Mar 2025)
    • SMF4 Chief Risk (4 Apr 2017 to 1 Sep 2022)
  • State Street Global Markets International Limited (no longer approved here)

    FRN 194525

    • [FCA CF] Significant management (9 Dec 2019 to 11 May 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 19 Nov 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 11 May 2023)
    • CF28 Systems and controls (4 Apr 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.