Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • State Street Trustees Limited (no longer approved here)

    FRN 186237

    • SMF1 Chief Executive (9 Feb 2021 to 31 Dec 2025)
    • SMF3 Executive Director (9 Feb 2021 to 31 Dec 2025)
    • SMF24 Chief Operations (9 Feb 2021 to 4 Jul 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 9 Feb 2021)
    • CF10 Compliance Oversight (7 Jun 2018 to 8 Dec 2019)
  • State Street Global Markets International Limited (no longer approved here)

    FRN 194525

    • SMF16 Compliance Oversight (9 Dec 2019 to 9 Feb 2021)
    • CF10 Compliance Oversight (7 Jun 2018 to 8 Dec 2019)
  • State Street Bank and Trust Company (no longer approved here)

    FRN 170462

    • SMF16 Compliance Oversight (7 Jun 2018 to 9 Feb 2021)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Material risk taker (7 Mar 2016 to 21 Jul 2017)
  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • CF30 Customer (23 Mar 2010 to 16 Sep 2013)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.