Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF1 Chief Executive (9 Feb 2021 to 31 Dec 2025)
- SMF3 Executive Director (9 Feb 2021 to 31 Dec 2025)
- SMF24 Chief Operations (9 Feb 2021 to 4 Jul 2025)
- SMF16 Compliance Oversight (9 Dec 2019 to 9 Feb 2021)
- CF10 Compliance Oversight (7 Jun 2018 to 8 Dec 2019)
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- SMF16 Compliance Oversight (9 Dec 2019 to 9 Feb 2021)
- CF10 Compliance Oversight (7 Jun 2018 to 8 Dec 2019)
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- SMF16 Compliance Oversight (7 Jun 2018 to 9 Feb 2021)
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- [FCA CF] Material risk taker (7 Mar 2016 to 21 Jul 2017)
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- CF30 Customer (23 Mar 2010 to 16 Sep 2013)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.