Douglas Abbott

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HARGREAVES LANSDOWN FUND MANAGERS LTD.

    FRN 166016

    • SMF3 Executive Director (since 1 Mar 2026)
  • VANGUARD INVESTMENTS UK, LIMITED (no longer approved here)

    FRN 494699

    • [FCA CF] Material risk taker (25 Jun 2024 to 14 Dec 2025)
  • VANGUARD ASSET MANAGEMENT, LTD. (no longer approved here)

    FRN 527839

    • [FCA CF] Material risk taker (25 Jun 2024 to 14 Dec 2025)
    • [FCA CF] Manager of certification employee (25 Jun 2024 to 14 Dec 2025)
    • [FCA CF] Client dealing (25 Jun 2024 to 14 Dec 2025)
  • Schroder Unit Trusts Limited (no longer approved here)

    FRN 197288

    • SMF1 Chief Executive (13 Mar 2024 to 25 Mar 2024)
    • SMF3 Executive Director (13 Mar 2024 to 25 Mar 2024)
    • [FCA CF] Manager of certification employee (14 Dec 2020 to 25 Mar 2024)
    • [FCA CF] Client dealing (14 Dec 2020 to 25 Mar 2024)
  • Schroder Investment Management Limited (no longer approved here)

    FRN 119348

    • [FCA CF] Client dealing (8 Jun 2022 to 25 Mar 2024)
    • [FCA CF] Manager of certification employee (8 Jun 2022 to 25 Mar 2024)

Recent activity

Updates to this individual's record on the FCA register.

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