Gorka Diaz de Orbe

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • VANGUARD ASSET MANAGEMENT, LTD. (no longer approved here)

    FRN 527839

    • SMF18 Other Overall Responsibility (2 Jun 2023 to 31 Jul 2025)
    • [FCA CF] Material risk taker (1 Nov 2022 to 2 Jun 2023)
    • [FCA CF] Significant management (1 Nov 2022 to 2 Jun 2023)
  • VANGUARD INVESTMENTS UK, LIMITED (no longer approved here)

    FRN 494699

    • [FCA CF] Manager of certification employee (4 May 2023 to 31 Jul 2025)
    • [FCA CF] Material risk taker (1 Nov 2022 to 31 Jul 2025)
    • [FCA CF] Significant management (1 Nov 2022 to 31 Jul 2025)

Recent activity

Updates to this individual's record on the FCA register.

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