VANGUARD INVESTMENTS UK, LIMITED

Date authorised
1 April 2013
Companies House
04212659
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor
    The Walbrook Building
    25 Walbrook
    London
    EC4N 8AF
    UNITED KINGDOM
    Phone
    +442037535600
    Web
    https://www.vanguard.co.uk/professional

  • Complaints Contact

    4th Floor
    The Walbrook Building
    25 Walbrook
    London
    EC4N 8AF
    UNITED KINGDOM
    Phone
    +442037535600

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gunjan Dawar Sharma

    IRN GXS11389

    • [FCA CF] Significant management (9 Dec 2019 to 22 Apr 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 22 Apr 2020)
  • Harry French

    IRN HXF00042

    • [FCA CF] Significant management (15 Jan 2021 to 10 Jun 2025)
  • Heidi Stam

    IRN HXS01437

    • CF2 Non Executive Director (9 Apr 2009 to 23 Nov 2010)
  • Himanshu Arvindkumar Patel

    IRN HXP00096

    • [FCA CF] Significant management (18 May 2021 to 27 Aug 2024)
    • [FCA CF] Material risk taker (18 May 2021 to 27 Aug 2024)
  • Jacintha Mary Elizabeth McCooey

    IRN JMM01374

    • CF29 Significant management (6 Oct 2011 to 24 Jul 2015)
  • Jacques Vauclain

    IRN JXV01239

    • CF10a CASS Oversight function (17 Jul 2015 to 16 Aug 2016)
    • CF29 Significant management (30 May 2014 to 30 Jun 2017)
    • CF28 Systems and controls (30 May 2014 to 30 Jun 2017)
  • James Maurice Norris

    IRN JMN01071

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 31 Dec 2020)
    • CF2 Non Executive Director (9 Apr 2009 to 8 Dec 2019)
  • James Royce Stewart

    IRN JRS01280

    • CF30 Customer (19 Aug 2009 to 1 Feb 2011)
  • Jamie Brown

    IRN JXB03730

    • [FCA CF] Significant management (since 9 Aug 2023)
  • Janear Sewell

    IRN JXS03546

    • CF29 Significant management (5 Apr 2016 to 15 Nov 2018)
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Recent activity

Updates to this firm's record on the FCA register.

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