Jacques Vauclain

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • VANGUARD INVESTMENTS UK, LIMITED (no longer approved here)

    FRN 494699

    • CF10a CASS Oversight function (17 Jul 2015 to 16 Aug 2016)
    • CF28 Systems and controls (30 May 2014 to 30 Jun 2017)
    • CF29 Significant management (30 May 2014 to 30 Jun 2017)
  • VANGUARD ASSET MANAGEMENT, LTD. (no longer approved here)

    FRN 527839

    • CF28 Systems and controls (30 May 2014 to 30 Jun 2017)
    • CF29 Significant management (30 May 2014 to 30 Jun 2017)

Recent activity

Updates to this individual's record on the FCA register.

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