Gunjan Dawar Sharma

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Wellington Management International Limited

    FRN 208573

    • SMF4 Chief Risk (since 24 Mar 2023)
    • [FCA CF] Material risk taker (1 Aug 2022 to 24 Mar 2023)
    • Director of firm who is not a certification employee or a SMF manager (1 Aug 2022 to 2 Aug 2022)
  • VANGUARD INVESTMENTS UK, LIMITED (no longer approved here)

    FRN 494699

    • [FCA CF] Material risk taker (9 Dec 2019 to 22 Apr 2020)
    • [FCA CF] Significant management (9 Dec 2019 to 22 Apr 2020)
  • VANGUARD ASSET MANAGEMENT, LTD. (no longer approved here)

    FRN 527839

    • SMF4 Chief Risk (9 Dec 2019 to 22 Apr 2020)
    • CF30 Customer (9 Apr 2019 to 8 Dec 2019)
    • CF28 Systems and controls (9 Apr 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.