Daniel Flynn Waters

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • VANGUARD INVESTMENTS UK, LIMITED

    FRN 494699

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF2 Non Executive Director (11 Jul 2019 to 8 Dec 2019)
  • VANGUARD ASSET MANAGEMENT, LTD. (no longer approved here)

    FRN 527839

    • SMF13 Chair of the Nominations Committee (8 Oct 2021 to 29 Jun 2023)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 29 Jun 2023)
    • CF2 Non Executive Director (3 Jul 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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