Barbara Gottardi

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • VANGUARD ASSET MANAGEMENT, LTD. (no longer approved here)

    FRN 527839

    • [FCA CF] Client dealing (8 Jul 2024 to 20 Aug 2025)
    • SMF24 Chief Operations (12 Feb 2021 to 12 Nov 2021)
    • [FCA CF] Significant management (11 Jan 2021 to 12 Nov 2021)
  • Zempler Bank Limited (no longer approved here)

    FRN 671140

    • Director of firm who is not a certification employee or a SMF manager (1 Jun 2023 to 27 Feb 2026)
  • VANGUARD INVESTMENTS UK, LIMITED (no longer approved here)

    FRN 494699

    • [FCA CF] Material risk taker (18 May 2021 to 12 Nov 2021)
    • [FCA CF] Significant management (11 Jan 2021 to 12 Nov 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.