Zempler Bank Limited

• Principal Place of Business

  Zempler Bank Ltd

  Cottons Centre

  Cottons Lane

  London

  SE1 2QG

  UNITED KINGDOM

  Phone

  +443300240924

  Web

  https://www.zemplerbank.com

• Complaints Contact

  Zempler Bank Ltd

  Cottons Centre

  Cottons Lane

  London

  SE1 2QG

  UNITED KINGDOM

  Phone

  +443300240924

• Bank Deposits

  For Retail (Investment), Deposit

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Trades With You Directly

  For Eligible Counterparty, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Consumer Loans

• Loan Servicing

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Adam Capes

  IRN AXC00304

  • [FCA CF] Significant management (since 15 Apr 2024)
  • [FCA CF] Material risk taker (3 Feb 2021 to 14 Apr 2024)
• Adam McNichol

  IRN AXM81806

  • [PRA CF] Significant risk taker or Material risk taker (since 27 Jan 2025)
  • [FCA CF] Material risk taker (since 27 Jan 2025)
• Alessandro Hatami

  IRN AXH09016

  • SMF13 Chair of the Nominations Committee (3 Feb 2021 to 31 May 2023)
  • SMF12 Chair of the Remuneration Committee (3 Feb 2021 to 20 Jun 2023)
  • CF2 Non Executive Director (17 Dec 2018 to 8 Dec 2019)
• Alexander Nash

  IRN AXN00237

  • SMF17 Money Laundering Reporting Officer (MLRO) (3 Feb 2021 to 11 Feb 2022)
• Alexandra Marie Rice

  IRN AXR00665

  • SMF18 Other Overall Responsibility (since 1 Aug 2025)
• Alexandra May Clark

  IRN AXC01097

  • [FCA CF] Material risk taker (15 Jun 2023 to 9 Feb 2024)
  • [PRA CF] Significant risk taker or Material risk taker (15 Jun 2023 to 9 Feb 2024)
• Andreya Smith

  IRN AXS01856

  • SMF5 Head of Internal Audit (12 May 2023 to 30 Sep 2025)
• Aristidis Asimakis

  IRN AXA88682

  • SMF4 Chief Risk (3 Feb 2021 to 30 Jul 2025)
  • SMF16 Compliance Oversight (3 Feb 2021 to 30 Jul 2025)
• BRENNAN ELLIOTT-JONES

  IRN BXE00086

  • [FCA CF] Material risk taker (24 May 2024 to 30 Jun 2024)
  • [PRA CF] Significant risk taker or Material risk taker (24 May 2024 to 30 Jun 2024)
• Barbara Gottardi

  IRN BXG00047

  • Director of firm who is not a certification employee or a SMF manager (1 Jun 2023 to 27 Feb 2026)

• APS Financial Limited (no longer appointed)

  FRN 739535 · Appointed 8 Mar 2016 · Until 16 May 2022

No changes recorded yet.