Zempler Bank Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For Retail (Investment), Deposit
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Trades With You Directly

For Eligible Counterparty, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
Consumer Loans
Loan Servicing
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Camilla Charlotte Baker
IRN CXB00233
- [FCA CF] Significant management (15 Apr 2024 to 15 Aug 2025)
- [FCA CF] Material risk taker (3 Feb 2021 to 14 Apr 2024)
Carmel McCarth
IRN CXM00551
- [FCA CF] Material risk taker (27 Oct 2021 to 31 Jul 2022)
Colin Webb
IRN CXW01678
- SMF24 Chief Operations (6 Jul 2022 to 31 Mar 2026)
Daniel Campbell Davidson
IRN DXD00228
- [FCA CF] Significant management (since 15 Apr 2024)
- [FCA CF] Material risk taker (8 Oct 2021 to 14 Apr 2024)
David Edward Rodwell
IRN DER01034
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 19 Aug 2020)
- CF11 Money Laundering Reporting (17 Jul 2017 to 8 Dec 2019)
- CF28 Systems and controls (5 Feb 2016 to 8 Dec 2019)
David William Johnston
IRN DXJ00083
- [PRA CF] Significant risk taker or Material risk taker (since 19 Mar 2024)
- [FCA CF] Material risk taker (since 3 Feb 2021)
Dominic Simon Francis Wade
IRN DXW75339
- SMF2 Chief Finance (since 24 Jul 2024)
Dominika Alzapiedi
IRN DXA01851
- SMF18 Other Overall Responsibility (since 12 Jun 2024)
Donald Dixon
IRN DXD01675
- CF2 Non Executive Director (5 Feb 2016 to 8 Dec 2019)
Donna Cunliffe
IRN DXC88692
- SMF24 Chief Operations (3 Feb 2021 to 15 Dec 2021)

Smaller firms operating under this firm's FCA authorisation.

APS Financial Limited (no longer appointed)
FRN 739535 · Appointed 8 Mar 2016 · Until 16 May 2022

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.