Zempler Bank Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For Retail (Investment), Deposit
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Trades With You Directly

For Eligible Counterparty, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
Consumer Loans
Loan Servicing
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Francesca Shaw
IRN FXS01313
- SMF11 Chair of the Audit Committee (since 15 Jul 2021)
Helen Cowper
IRN HXC00067
- [FCA CF] Material risk taker (3 Feb 2021 to 16 May 2022)
Ian Wright
IRN IXW00045
- [FCA CF] Material risk taker (3 Feb 2021 to 18 Jun 2021)
Jacqueline Ann Gray
IRN JAG01229
- SMF5 Head of Internal Audit (3 Feb 2021 to 31 Mar 2023)
James Andrew Pearson
IRN JXP00929
- SMF16 Compliance Oversight (since 3 Nov 2025)
- SMF4 Chief Risk (since 3 Nov 2025)
James Gilbert Jones
IRN JGJ01011
- Director of firm who is not a certification employee or a SMF manager (28 Jan 2021 to 27 Feb 2026)
- SMF9 Chair of the Governing Body (9 Dec 2019 to 3 Feb 2021)
- CF2 Non Executive Director (5 Feb 2016 to 8 Dec 2019)
James Michael Pyer
IRN JXP00234
- [FCA CF] Significant management (since 15 Apr 2024)
- [FCA CF] Material risk taker (3 Feb 2021 to 14 Apr 2024)
Julia Warrack
IRN JXW02639
- SMF12 Chair of the Remuneration Committee (16 Nov 2023 to 27 Feb 2026)
Leigh James Bartlett
IRN LJB01081
- SMF2 Chief Finance (2 Nov 2023 to 7 Jul 2024)
Lindsay Simon Burrett
IRN LXB00146
- [FCA CF] Material risk taker (3 Feb 2021 to 22 Feb 2022)

Smaller firms operating under this firm's FCA authorisation.

APS Financial Limited (no longer appointed)
FRN 739535 · Appointed 8 Mar 2016 · Until 16 May 2022

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.