Francesca Shaw

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Zempler Bank Limited
FRN 671140
- SMF11 Chair of the Audit Committee (since 15 Jul 2021)
West Bromwich Building Society (no longer approved here)
FRN 104877
- SMF11 Chair of the Audit Committee (9 Jul 2025 to 31 Jul 2025)
C. HOARE & CO. (no longer approved here)
FRN 122093
- SMF2 Chief Finance (10 Jun 2016 to 2 Jun 2020)
Interactive Investor Services Limited (no longer approved here)
FRN 141282
- CF2 Non Executive Director (8 Jul 2011 to 6 May 2014)
Platform Securities LLP (no longer approved here)
FRN 214206
- CF2 Non Executive Director (8 Jul 2011 to 31 Aug 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.