Zempler Bank Limited

• Principal Place of Business

  Zempler Bank Ltd

  Cottons Centre

  Cottons Lane

  London

  SE1 2QG

  UNITED KINGDOM

  Phone

  +443300240924

  Web

  https://www.zemplerbank.com

• Complaints Contact

  Zempler Bank Ltd

  Cottons Centre

  Cottons Lane

  London

  SE1 2QG

  UNITED KINGDOM

  Phone

  +443300240924

• Bank Deposits

  For Retail (Investment), Deposit

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Trades With You Directly

  For Eligible Counterparty, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Consumer Loans

• Loan Servicing

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Marc Ian Bingley

  IRN MXB53097

  • [FCA CF] Significant management (since 20 Mar 2024)
• Mark Smyth

  IRN MXS00778

  • [FCA CF] Significant management (since 2 Apr 2024)
  • [PRA CF] Significant risk taker or Material risk taker (3 Sep 2021 to 2 Apr 2024)
• Mark Timothy John Sismey-Durrant

  IRN MTS01035

  • SMF13 Chair of the Nominations Committee (since 16 Oct 2023)
  • SMF9 Chair of the Governing Body (since 3 Feb 2021)
  • SMF11 Chair of the Audit Committee (3 Feb 2021 to 15 Jul 2021)
  • CF2 Non Executive Director (21 Nov 2018 to 8 Dec 2019)
• Nicholas Gordon Biggam

  IRN NXB00125

  • [PRA CF] Significant risk taker or Material risk taker (since 19 Mar 2024)
  • [FCA CF] Material risk taker (since 3 Feb 2021)
• Patricia Muir

  IRN PXM00229

  • [FCA CF] Significant management (3 Feb 2021 to 31 Mar 2026)
• Paul James Schooley

  IRN PXS01945

  • SMF6 Head of Key Business Areas (since 3 Feb 2021)
  • CF28 Systems and controls (5 Feb 2016 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (5 Feb 2016 to 5 Jul 2017)
• Peter Charles Elcock

  IRN PCE01024

  • SMF10 Chair of the Risk Committee (since 27 May 2022)
  • SMF14 Senior Independent Director (since 27 May 2022)
• Peter George Richardson Moore

  IRN PXM00419

  • [FCA CF] Significant management (since 15 Apr 2024)
  • [FCA CF] Material risk taker (27 Oct 2021 to 14 Apr 2024)
  • [PRA CF] Significant risk taker or Material risk taker (27 Oct 2021 to 14 Apr 2024)
• Rahul Duseja

  IRN RXD00123

  • [FCA CF] Material risk taker (since 18 Oct 2023)
  • [PRA CF] Significant risk taker or Material risk taker (since 18 Oct 2023)
  • [FCA CF] Significant management (since 3 Feb 2021)
• Raphaelina Arthur

  IRN RXA00252

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 14 Oct 2024)

• APS Financial Limited (no longer appointed)

  FRN 739535 · Appointed 8 Mar 2016 · Until 16 May 2022

No changes recorded yet.