Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Suffolk Building Society
FRN 104875
- SMF9 Chair of the Governing Body (since 1 Nov 2022)
- SMF12 Chair of the Remuneration Committee (23 May 2017 to 1 Apr 2020)
- CF2 Non Executive Director (19 May 2015 to 6 Mar 2016)
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Zempler Bank Limited
FRN 671140
- SMF14 Senior Independent Director (since 27 May 2022)
- SMF10 Chair of the Risk Committee (since 27 May 2022)
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- SMF16 Compliance Oversight (9 Dec 2019 to 11 Jun 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 11 Jun 2021)
- CF11 Money Laundering Reporting (31 Jan 2017 to 8 Dec 2019)
- CF1 Director (31 Jan 2017 to 4 Oct 2019)
- CF10 Compliance Oversight (31 Jan 2017 to 8 Dec 2019)
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- SMF4 Chief Risk (7 Mar 2016 to 11 Jun 2021)
- SMF16 Compliance Oversight (7 Mar 2016 to 11 Jun 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 11 Jun 2021)
- CF11 Money Laundering Reporting (24 Nov 2015 to 6 Mar 2016)
- CF10 Compliance Oversight (24 Nov 2015 to 6 Mar 2016)
- CF1 Director (24 Nov 2015 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
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