Zempler Bank Limited

• Principal Place of Business

  Zempler Bank Ltd

  Cottons Centre

  Cottons Lane

  London

  SE1 2QG

  UNITED KINGDOM

  Phone

  +443300240924

  Web

  https://www.zemplerbank.com

• Complaints Contact

  Zempler Bank Ltd

  Cottons Centre

  Cottons Lane

  London

  SE1 2QG

  UNITED KINGDOM

  Phone

  +443300240924

• Bank Deposits

  For Retail (Investment), Deposit

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Trades With You Directly

  For Eligible Counterparty, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Consumer Loans

• Loan Servicing

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Richard Cox

  IRN RXC00440

  • [FCA CF] Significant management (since 15 Apr 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (21 Sep 2022 to 14 Oct 2024)
  • [FCA CF] Material risk taker (30 Sep 2021 to 14 Apr 2024)
• Richard James Bastin

  IRN RJB01605

  • SMF24 Chief Operations (since 3 Feb 2021)
• Richard Thomas Wagner

  IRN RTW01032

  • SMF3 Executive Director (9 Dec 2019 to 3 Feb 2021)
  • SMF1 Chief Executive (9 Dec 2019 to 3 Mar 2026)
  • CF1 Director (5 Feb 2016 to 8 Dec 2019)
  • CF3 Chief Executive (5 Feb 2016 to 8 Dec 2019)
• Robert Michael van Breda

  IRN RMV01009

  • SMF2 Chief Finance (3 Feb 2021 to 27 Jan 2022)
  • CF28 Systems and controls (1 Aug 2017 to 8 Dec 2019)
• Robin Keith Dear

  IRN RKD01018

  • CF28 Systems and controls (5 Feb 2016 to 20 Nov 2017)
• Simon Timothy Talbot Knight

  IRN STK01012

  • SMF10 Chair of the Risk Committee (3 Feb 2021 to 31 Dec 2021)
  • SMF14 Senior Independent Director (3 Feb 2021 to 17 Jan 2022)
  • CF2 Non Executive Director (5 Feb 2016 to 8 Dec 2019)
• Solomon Osagie

  IRN SXO00059

  • [PRA CF] Significant risk taker or Material risk taker (since 19 Mar 2024)
  • [FCA CF] Material risk taker (since 3 Feb 2021)
• Tatiana Lipiyaynen

  IRN TXL00107

  • SMF18 Other Overall Responsibility (6 Dec 2023 to 16 Dec 2024)
• Thomas Howard Dolan

  IRN THD01033

  • SMF2 Chief Finance (30 Nov 2022 to 24 Aug 2023)
  • [FCA CF] Material risk taker (3 Feb 2021 to 31 Aug 2023)
• Victoria Wells

  IRN VXW00066

  • [FCA CF] Significant management (since 15 Apr 2024)
  • [PRA CF] Significant risk taker or Material risk taker (1 Mar 2023 to 14 Apr 2024)
  • [FCA CF] Material risk taker (1 Mar 2023 to 14 Apr 2024)

• APS Financial Limited (no longer appointed)

  FRN 739535 · Appointed 8 Mar 2016 · Until 16 May 2022

No changes recorded yet.