Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Zempler Bank Limited (no longer approved here)

    FRN 671140

    • SMF10 Chair of the Risk Committee (3 Feb 2021 to 31 Dec 2021)
    • SMF14 Senior Independent Director (3 Feb 2021 to 17 Jan 2022)
    • CF2 Non Executive Director (5 Feb 2016 to 8 Dec 2019)
  • PIVOTAL FINANCIAL LIMITED (no longer approved here)

    FRN 665649

    • CF1 Director (AR) (1 Mar 2016 to 30 Jun 2017)
    • CF1 Director (2 Mar 2015 to 30 Jun 2017)
    • CF3 Chief Executive (2 Mar 2015 to 30 Jun 2017)
  • Paratus AMC Limited (no longer approved here)

    FRN 301128

    • Responsible for Insurance Mediation (18 May 2007 to 1 Oct 2010)
    • CF8 Apportionment and Oversight (18 May 2007 to 31 Mar 2009)
    • CF3 Chief Executive (18 May 2007 to 1 Oct 2010)
    • CF1 Director (7 Mar 2005 to 1 Oct 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.