Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • VANGUARD INVESTMENTS UK, LIMITED (no longer approved here)

    FRN 494699

    • [FCA CF] Functions requiring qualifications (6 Dec 2021 to 16 Nov 2022)
    • [FCA CF] Manager of certification employee (6 Dec 2021 to 16 Nov 2022)
  • VANGUARD ASSET MANAGEMENT, LTD. (no longer approved here)

    FRN 527839

    • [FCA CF] Functions requiring qualifications (6 Dec 2021 to 16 Nov 2022)
    • [FCA CF] Manager of certification employee (6 Dec 2021 to 16 Nov 2022)

Recent activity

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