Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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VANGUARD ASSET MANAGEMENT, LTD.
FRN 527839
- SMF3 Executive Director (since 2 Jun 2023)
- SMF2 Chief Finance (since 10 Sep 2021)
- [FCA CF] Significant management (15 Jan 2021 to 12 Oct 2021)
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VANGUARD INVESTMENTS UK, LIMITED
FRN 494699
- [FCA CF] Manager of certification employee (since 12 Oct 2021)
- [FCA CF] Material risk taker (since 12 Oct 2021)
- [FCA CF] Significant management (since 15 Jan 2021)
Recent activity
Updates to this individual's record on the FCA register.
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